SFC Licences of PAI Arun Madhavaraya
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Kristal Advisors (HK) Limited 晶進金融(香港)有限公司 | RE | 9 | 20 February 2017 | 29 February 2020 |
Kristal Advisors (HK) Limited 晶進金融(香港)有限公司 | RE | 4 | 20 February 2017 | 29 February 2020 |
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 1 | 16 August 2007 | 24 September 2007 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 16 August 2007 | 24 September 2007 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 16 August 2007 | 24 September 2007 |