SFC Licences of PAI Arun Madhavaraya

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kristal Advisors (HK) Limited 晶進金融(香港)有限公司 RE 9 20 February 2017 29 February 2020
Kristal Advisors (HK) Limited 晶進金融(香港)有限公司 RE 4 20 February 2017 29 February 2020
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 RE 1 16 August 2007 24 September 2007
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 16 August 2007 24 September 2007
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 16 August 2007 24 September 2007