SFC Licences of HSU Yi-Ju 徐怡如
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 1 | 09 November 2009 | 31 October 2010 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 25 February 2009 | 31 October 2009 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 25 February 2009 | 31 October 2009 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 9 | 19 December 2007 | 15 February 2009 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 4 | 15 October 2007 | 15 February 2009 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 1 | 15 October 2007 | 15 February 2009 |