SFC Licences of LIU Chieh Ju 劉潔如
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 5 | 23 March 2009 | 01 October 2009 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 4 | 23 March 2009 | 01 October 2009 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 26 February 2009 | 01 October 2009 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 26 February 2009 | 01 October 2009 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 22 August 2007 | 30 August 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 August 2007 | 30 August 2008 |