SFC Licences of LAW Yuen Sheung 羅婉湘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cosmos One Capital Limited 宏銘資本有限公司 | RE | 9 | 11 July 2024 | |
| Cosmos One Capital Limited 宏銘資本有限公司 | RE | 4 | 11 July 2024 | |
| Cosmos One Capital Limited 宏銘資本有限公司 | RE | 1 | 11 July 2024 | |
| Haitong International Research Limited 海通國際研究有限公司 | RO | 4 | 29 May 2018 | 23 October 2020 |
| Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 21 February 2018 | 29 May 2018 |
| BOCI Research Limited 中銀國際研究有限公司 | RO | 4 | 10 April 2017 | 29 December 2017 |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 22 April 2015 | 10 April 2017 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 15 November 2010 | 21 February 2012 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 15 November 2010 | 30 January 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 April 2010 | 01 September 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 August 2007 | 01 September 2010 |