SFC Licences of LAW Yuen Sheung 羅婉湘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Research Limited 海通國際研究有限公司 | RO | 4 | 29 May 2018 | 23 October 2020 |
Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 21 February 2018 | 29 May 2018 |
BOCI Research Limited 中銀國際研究有限公司 | RO | 4 | 10 April 2017 | 29 December 2017 |
BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 22 April 2015 | 10 April 2017 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 15 November 2010 | 21 February 2012 |
Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 15 November 2010 | 30 January 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 April 2010 | 01 September 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 August 2007 | 01 September 2010 |