SFC Licences of WU Yi Chieh 吳怡潔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 31 August 2020 | |
| PC Securities Limited 寶鉅證券有限公司 | RE | 1 | 11 September 2019 | 14 August 2020 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 01 July 2016 | 05 August 2019 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 09 May 2013 | 30 June 2016 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 09 May 2013 | 30 June 2016 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RE | 1 | 05 October 2012 | 18 April 2013 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 25 September 2007 | 18 April 2013 |