SFC Licences of POON Steven Colin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 | RO | 4 | 18 September 2019 | 17 September 2021 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 | RO | 1 | 18 September 2019 | 17 September 2021 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 | RE | 4 | 12 September 2019 | 18 September 2019 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 | RE | 1 | 12 September 2019 | 18 September 2019 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 18 August 2017 | 31 August 2017 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 18 August 2017 | 31 August 2017 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 3 | 29 August 2011 | 28 July 2017 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 2 | 21 October 2010 | 28 July 2017 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 1 | 09 October 2007 | 28 July 2017 |
| Peace Town Futures Limited 平和期貨有限公司 | RE | 2 | 09 October 2007 | 28 August 2010 |