SFC Licences of Tsoi Yuen Kam 蔡炫金
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 19 April 2012 | 09 January 2014 |
ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 24 November 2011 | 11 April 2012 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 13 June 2011 | 11 April 2012 |