SFC Licences of HUANG Li Nien 黃麗年
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 07 March 2016 | 31 December 2017 |
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 1 | 03 July 2012 | 05 December 2014 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 18 April 2008 | 01 June 2012 |