SFC Licences of NG Kwok Lam 吳國霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 9 | 19 November 2021 | |
| RE | 9 | 10 October 2018 | 05 November 2021 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 21 July 2010 | 16 December 2016 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 06 May 2010 | 16 December 2016 |
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 31 August 2007 | 16 April 2010 |