SFC Licences of AGGARWAL Mayurh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | 2 | 02 November 2022 | |
| Wells Fargo Securities Asia Limited | RO | 9 | 19 November 2019 | 24 February 2023 |
| Wells Fargo Securities Asia Limited | RO | 4 | 19 November 2019 | |
| Wells Fargo Securities Asia Limited | RO | 1 | 19 November 2019 | |
| Wells Fargo Securities Asia Limited | RE | 9 | 28 January 2016 | 19 November 2019 |
| Wells Fargo Securities Asia Limited | RE | 4 | 03 February 2015 | 19 November 2019 |
| Wells Fargo Securities Asia Limited | RE | 1 | 03 February 2015 | 19 November 2019 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 30 August 2011 | 20 August 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 10 March 2010 | 20 August 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 27 August 2007 | 20 August 2013 |