SFC Licences of TSE Wai Yik 謝慧憶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Red Sun Capital Limited 紅日資本有限公司 | RO | 6 | 06 January 2017 | 21 June 2017 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 6 | 21 January 2015 | 29 September 2016 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 27 November 2014 | 21 January 2015 |
| China Everbright Capital Limited 中國光大融資有限公司 | RO | 6 | 24 June 2013 | 18 November 2014 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 6 | 14 May 2010 | 24 June 2013 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 6 | 10 October 2007 | 01 January 2010 |
| Kingsway Capital Limited 滙富融資有限公司 | RE | 6 | 10 October 2007 | 01 January 2010 |