SFC Licences of OR Lai Yung 柯麗蓉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Corporate Finance (Hong Kong) Limited RE 6 20 December 2018 21 November 2023
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 10 February 2011 13 October 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 10 February 2011 13 October 2014
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 10 February 2011 31 January 2012
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 13 October 2008 01 January 2011
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 13 October 2008 01 January 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 03 September 2007 21 May 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 03 September 2007 21 May 2008