SFC Licences of OR Lai Yung 柯麗蓉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 20 December 2018 | 21 November 2023 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 10 February 2011 | 13 October 2014 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 10 February 2011 | 13 October 2014 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 10 February 2011 | 31 January 2012 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 13 October 2008 | 01 January 2011 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 13 October 2008 | 01 January 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 03 September 2007 | 21 May 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 03 September 2007 | 21 May 2008 |