SFC Licences of KOON Siu Kin 管少健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Premium International (HK) Limited | RE | 3 | 30 June 2016 | 15 March 2019 |
| GMO-Z.com Forex HK Limited 技慕環球通金融(香港)有限公司 | RE | 3 | 27 December 2012 | 26 February 2014 |
| Nerico Brothers Limited | RE | 1 | 21 June 2010 | 08 August 2012 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 15 April 2009 | 29 March 2010 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 13 March 2009 | 24 May 2010 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 30 August 2007 | 06 April 2008 |