SFC Licences of XU Wen 胥雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bright Valley Capital Limited | RO | 9 | 16 May 2022 | 31 March 2023 |
| Golden Pine Asset Management Limited 旭松資產管理有限公司 | RO | 9 | 30 October 2017 | 31 March 2021 |
| Phoenix Capital Management Limited | RO | 9 | 29 April 2016 | 29 May 2017 |
| Sofaer Global Research (HK) Limited | RE | 9 | 11 April 2012 | 30 April 2012 |
| Sofaer Global Research (HK) Limited | RE | 4 | 11 April 2012 | 30 April 2012 |
| RAB Capital (Asia) Limited | RE | 4 | 05 October 2007 | 20 October 2010 |
| RAB Capital (Asia) Limited | RE | 5 | 05 October 2007 | 20 October 2010 |
| RAB Capital (Asia) Limited | RE | 9 | 05 October 2007 | 20 October 2010 |
| Pi Investment Management Limited | RE | 4 | 03 September 2007 | 28 September 2007 |
| Pi Investment Management Limited | RE | 5 | 03 September 2007 | 28 September 2007 |
| Pi Investment Management Limited | RE | 9 | 03 September 2007 | 28 September 2007 |