SFC Licences of SO Pui Yin 蘇珮賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 23 January 2017 | 31 May 2019 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 06 December 2016 | 31 May 2019 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 18 June 2010 | 12 November 2016 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 02 October 2008 | 05 January 2010 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 02 October 2008 | 05 January 2010 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 02 October 2008 | 05 January 2010 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 05 September 2007 | 18 April 2008 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 05 September 2007 | 18 April 2008 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 05 September 2007 | 18 April 2008 |