SFC Licences of INGHAM Fredrick Roy

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Neuberger Berman Asia Limited RE 9 23 April 2008 23 March 2012
Neuberger Berman Asia Limited RE 4 23 April 2008 23 March 2012
Neuberger Berman Asia Limited RE 1 23 April 2008 23 March 2012
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 12 September 2007 20 March 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 12 September 2007 20 March 2008