SFC Licences of TSE Pui Pun 謝培斌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 22 February 2011 | 03 July 2012 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 22 February 2011 | 03 July 2012 |
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 14 September 2007 | 16 February 2011 |
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 | RE | 2 | 14 September 2007 | 16 February 2011 |