SFC Licences of YIU Ka Lam 姚家霖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Hope Securities Limited 希望證券有限公司	RO	9	28 November 2019
Hope Securities Limited 希望證券有限公司	RO	4	28 November 2019
Hope Securities Limited 希望證券有限公司	RO	1	18 October 2019
Hope Securities Limited 希望證券有限公司	RE	1	06 August 2019	18 October 2019
Kai Wo Asset Management Limited 佳和資產管理有限公司	RO	9	26 April 2017	11 June 2019
Kai Wo Asset Management Limited 佳和資產管理有限公司	RO	4	26 April 2017	11 June 2019
President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司	RO	4	11 August 2015	13 April 2017
President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司	RE	1	14 October 2014	13 April 2017
President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司	RE	4	14 October 2014	11 August 2015
GEO Securities Limited 智易東方證券有限公司	RE	4	01 September 2014	17 September 2014
GEO Securities Limited 智易東方證券有限公司	RE	1	01 September 2014	17 September 2014
President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司	RE	4	14 January 2010	13 June 2014
President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司	RE	1	10 October 2007	13 June 2014