SFC Licences of SHUM Heng Yue 岑杏如
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 13 December 2011 | 08 September 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 September 2007 | 08 September 2012 |