SFC Licences of CHAN Ka Yu 陳嘉瑜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Links International Investment Consultant Limited 靈獅國際投資顧問有限公司 | RE | 4 | 20 May 2016 | 31 March 2019 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 14 June 2012 | 25 December 2015 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 14 June 2012 | 25 December 2015 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 4 | 15 September 2009 | 10 April 2013 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 26 May 2009 | 10 April 2013 |
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 29 July 2008 | 19 May 2009 |
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 4 | 02 October 2007 | 19 May 2009 |