SFC Licences of HO Kai Kin 何啟建

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RO 1 17 February 2021
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 28 April 2008
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 19 September 2007 17 February 2021