SFC Licences of LEE Siu Fung, Bennett 李兆峰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司
RE 1 03 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司
RE 2 03 August 2009
KGI Asia Limited 凱基證券亞洲有限公司
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司
RE 1 03 August 2009 02 October 2017
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 28 May 2008 22 July 2009
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 19 September 2007 22 July 2009