SFC Licences of CHUNG Ming 叢明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 16 October 2017 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 16 May 2014 | 13 July 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 May 2014 | 13 July 2017 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 28 April 2011 | 01 April 2014 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 28 April 2011 | 30 January 2012 |
| VC Brokerage Limited 滙盈證券有限公司 | RE | 4 | 20 September 2007 | 01 May 2008 |