SFC Licences of LAM Tsin Shan 林千山
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 12 May 2014 | |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 30 October 2007 | 30 April 2014 |
| Wocom Securities Limited 宏高證券有限公司 | RE | 1 | 17 September 2007 | 18 October 2007 |