SFC Licences of AU-YONG Tze Lung 歐陽子龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 14 April 2014 | 06 August 2016 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 9 | 08 June 2010 | 21 February 2014 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 4 | 08 June 2010 | 21 February 2014 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 08 June 2010 | 21 February 2014 |
| Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 9 | 21 May 2008 | 30 April 2010 |
| Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 1 | 18 October 2007 | 30 April 2010 |