SFC Licences of CHIEN Li-Min 簡利珉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Look's Securities Limited RO 1 13 April 2017 19 October 2017
Safari Asia Limited 十八里亞洲有限公司 RO 4 13 April 2017 19 October 2017
Safari Asia Limited 十八里亞洲有限公司 RE 9 13 April 2017 19 October 2017
Zeta Capital (H.K.) Limited 思達資本(香港)有限公司 RO 4 29 September 2016 20 March 2017
Zeta Capital (H.K.) Limited 思達資本(香港)有限公司 RE 4 29 July 2016 29 September 2016
Yuet Sheung International Securities Limited 粵商國際證券有限公司 RO 4 16 May 2016 12 July 2016
Yuet Sheung International Securities Limited 粵商國際證券有限公司 RO 1 16 May 2016 12 July 2016
Yuet Sheung International Securities Limited 粵商國際證券有限公司 RE 4 05 May 2016 16 May 2016
Yuet Sheung International Securities Limited 粵商國際證券有限公司 RE 1 29 March 2016 16 May 2016
Unicorn Securities Company Limited 益群證券有限公司 RE 1 01 September 2015 19 February 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 3 23 April 2015 24 August 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 23 April 2015 24 August 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 30 December 2014 24 August 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 30 December 2014 24 August 2015
Paochu Investment Advisory Limited 寶鉅投資顧問有限公司 RE 9 15 October 2013 21 November 2014
Paochu Investment Advisory Limited 寶鉅投資顧問有限公司 RE 4 15 October 2013 21 November 2014
Nerico Brothers Limited RE 3 13 March 2013 04 September 2013
Nerico Brothers Limited RE 2 13 March 2013 04 September 2013
Nerico Brothers Limited RE 1 13 March 2013 04 September 2013
Tse's Securities Limited 謝氏膺暉證券有限公司 RE 1 10 December 2012 21 January 2013
Open Securities Limited 開盤證券有限公司 RE 4 04 May 2011 15 June 2012
Open Securities Limited 開盤證券有限公司 RE 1 04 May 2011 15 June 2012
Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 RE 2 08 March 2010 24 March 2011
Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 RE 1 02 February 2010 24 March 2011
QMIS Securities Limited 華亞證券有限公司 RO 1 24 July 2009 09 December 2009
Beevest Securities Limited 蜂投證券有限公司 RE 2 02 January 2008 28 June 2008
Beevest Securities Limited 蜂投證券有限公司 RE 4 02 January 2008 28 June 2008
Beevest Securities Limited 蜂投證券有限公司 RO 1 02 November 2007 28 June 2008