SFC Licences of SHUM Wai Chuen 沈偉銓

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor Futures Limited 英皇期貨有限公司 RE 2 20 May 2009 01 October 2009
Emperor Securities Limited 英皇證券有限公司 RE 1 19 March 2009 01 October 2009
Emperor Securities Limited 英皇證券有限公司 RE 4 10 March 2009 01 October 2009
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RE 4 17 September 2008 23 December 2008
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 4 09 November 2007 27 August 2008