SFC Licences of SHUM Wai Chuen 沈偉銓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 20 May 2009 | 01 October 2009 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 19 March 2009 | 01 October 2009 |
Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 10 March 2009 | 01 October 2009 |
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 4 | 17 September 2008 | 23 December 2008 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 09 November 2007 | 27 August 2008 |