SFC Licences of NG Wing Kin 吳永健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 09 March 2011 | 10 February 2012 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 11 February 2011 | 10 February 2012 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 24 March 2009 | 01 February 2011 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 03 October 2007 | 17 October 2007 |