SFC Licences of YAU FU Ana, Lucia 游雅麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 12 October 2007 | 08 December 2007 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 12 October 2007 | 08 December 2007 |