SFC Licences of CHEN Ying 陳瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Elpis Capital Limited 天澤資本有限公司 | RO | 9 | 09 January 2015 | 20 November 2018 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 28 September 2009 | 15 April 2013 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 21 October 2008 | 19 August 2009 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 11 October 2007 | 23 September 2008 |