SFC Licences of LAM Yat Ming 林一鳴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RO | 4 | 03 March 2011 | 02 April 2014 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RO | 1 | 03 March 2011 | 02 April 2014 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 03 March 2011 | 02 April 2014 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 22 November 2010 | 03 March 2011 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 22 November 2010 | 03 March 2011 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 | RO | 1 | 09 November 2007 | 31 October 2010 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 | RO | 4 | 09 November 2007 | 31 October 2010 |