SFC Licences of YE Ying 叶穎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SPDB International Capital Limited 浦銀國際融資有限公司 RE 6 20 August 2021
SPDB International Capital Limited 浦銀國際融資有限公司 RE 1 20 August 2021
Zhongtai International Capital Limited 中泰國際融資有限公司 RO 6 19 July 2016 18 December 2017
Zhongtai International Capital Limited 中泰國際融資有限公司 RO 1 19 July 2016 18 December 2017
Zhongtai International Capital Limited 中泰國際融資有限公司 RE 6 09 March 2016 19 July 2016
Zhongtai International Capital Limited 中泰國際融資有限公司 RE 1 09 March 2016 19 July 2016
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 10 July 2015 05 February 2016
ICBC International Capital Limited 工銀國際融資有限公司 RO 6 12 August 2014 05 February 2016
ICBC International Capital Limited 工銀國際融資有限公司 RO 1 12 August 2014 05 February 2016
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 12 May 2009 12 August 2014
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 12 May 2009 12 August 2014
ICEA Capital Limited 工商東亞融資有限公司 RE 6 15 October 2007 04 May 2009
ICEA Capital Limited 工商東亞融資有限公司 RE 1 15 October 2007 04 May 2009
ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 RE 6 15 October 2007 30 September 2008