SFC Licences of WU Zishan 吳紫珊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Valuable Capital Limited 華盛資本証券有限公司 RE 2 18 August 2021 08 February 2024
Valuable Capital Limited 華盛資本証券有限公司 RE 1 18 August 2021 08 February 2024
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 21 May 2020 29 July 2021
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 21 May 2020 29 July 2021
China Industrial Securities International Futures Limited 興證國際期貨有限公司 RE 2 15 January 2018 05 April 2020
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 15 January 2018 05 April 2020
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RE 2 02 April 2014 13 December 2017
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE 1 02 April 2014 13 December 2017
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 13 April 2012 31 March 2014
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 13 April 2012 31 March 2014
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 10 August 2009 02 April 2012
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 10 August 2009 02 April 2012
Funderstone Futures Limited RE 2 12 November 2007 10 July 2009
Funderstone Securities Limited RE 1 12 November 2007 10 July 2009