SFC Licences of LAI Tsz Lung 黎子龍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Carlyon Asset Management Limited 格理昂資產管理有限公司 RE 9 21 April 2021 15 November 2021
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RE 2 02 June 2016 12 May 2017
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 9 02 June 2016 12 May 2017
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 1 02 June 2016 12 May 2017
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RE 5 01 November 2013 30 April 2015
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RE 2 01 November 2013 30 April 2015
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 9 01 November 2013 30 April 2015
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 4 01 November 2013 30 April 2015
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 1 01 November 2013 30 April 2015
Fulbright Securities Limited 富昌證券有限公司 RE 1 31 July 2009 11 December 2009
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 20 March 2009 15 May 2009
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 15 October 2007 26 September 2008