SFC Licences of YU Hoi Tong Abby 余海棠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guoxin International Asset Management Limited 國信國際資產管理有限公司 | RO | 4 | 25 March 2013 | 01 March 2014 |
| Guoxin International Asset Management Limited 國信國際資產管理有限公司 | RE | 4 | 08 February 2013 | 25 March 2013 |
| CIAM Capital Management Limited 事安資本管理有限公司 | RO | 9 | 24 January 2011 | 06 November 2012 |
| CIAM Capital Management Limited 事安資本管理有限公司 | RO | 4 | 24 January 2011 | 06 November 2012 |