SFC Licences of CHAN Chiu Man 陳照民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Forthright Securities Company Limited 方德證券有限公司 | RE | 2 | 24 May 2022 | |
Forthright Securities Company Limited 方德證券有限公司 | RE | 1 | 24 May 2022 | |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 10 May 2021 | 07 April 2022 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 10 May 2021 | 07 April 2022 |
China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 20 March 2017 | 23 April 2021 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 20 March 2017 | 23 April 2021 |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 30 December 2014 | 27 February 2017 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 30 December 2014 | 27 February 2017 |
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 05 June 2009 | 24 December 2014 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 25 July 2008 | 24 December 2014 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 15 October 2007 | 24 December 2014 |