SFC Licences of NG Chee Leung, Bernard 吳子樑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Global Asset Management (Hong Kong) Limited RE 9 27 June 2022
HSBC Global Asset Management (Hong Kong) Limited RE 5 27 June 2022
HSBC Global Asset Management (Hong Kong) Limited RE 4 27 June 2022
HSBC Global Asset Management (Hong Kong) Limited RE 2 30 May 2022
HSBC Investment Funds (Hong Kong) Limited RE 1 30 May 2022
HSBC Global Asset Management (Hong Kong) Limited RE 1 30 May 2022
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 05 December 2018 02 April 2022
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 05 December 2018 02 April 2022
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 9 22 September 2015 26 November 2018
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 4 22 September 2015 26 November 2018
ICBC International Securities Limited 工銀國際證券有限公司 RE 2 22 September 2015 26 November 2018
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 22 September 2015 26 November 2018
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 22 September 2015 26 November 2018
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 15 September 2011 27 August 2014
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 15 October 2007 27 August 2014
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 7 05 January 2010 12 May 2014
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 25 May 2010 30 December 2011