SFC Licences of NG Chee Leung, Bernard 吳子樑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Global Asset Management (Hong Kong) Limited	RE	9	27 June 2022
HSBC Global Asset Management (Hong Kong) Limited	RE	5	27 June 2022
HSBC Global Asset Management (Hong Kong) Limited	RE	4	27 June 2022
HSBC Investment Funds (Hong Kong) Limited	RE	1	30 May 2022
HSBC Global Asset Management (Hong Kong) Limited	RE	2	30 May 2022
HSBC Global Asset Management (Hong Kong) Limited	RE	1	30 May 2022
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	2	05 December 2018	02 April 2022
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	1	05 December 2018	02 April 2022
ICBC International Asset Management Limited 工銀國際資產管理有限公司	RE	9	22 September 2015	26 November 2018
ICBC International Asset Management Limited 工銀國際資產管理有限公司	RE	4	22 September 2015	26 November 2018
ICBC International Futures Limited 工銀國際期貨有限公司	RE	2	22 September 2015	26 November 2018
ICBC International Securities Limited 工銀國際證券有限公司	RE	2	22 September 2015	26 November 2018
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	22 September 2015	26 November 2018
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	2	15 September 2011	27 August 2014
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司	RE	2	25 May 2010	30 December 2011
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	7	05 January 2010	12 May 2014
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	1	15 October 2007	27 August 2014