SFC Licences of SMITH Clive Anthony
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 03 June 2013 | 10 June 2013 |
| MUSHK Limited | RE | 1 | 28 November 2007 | 23 November 2010 |