SFC Licences of YU Wai Yin, Alice 余慧妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 27 September 2010 | 24 May 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 27 September 2010 | 24 May 2013 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 27 September 2010 | 24 May 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 24 October 2007 | 06 November 2008 |