SFC Licences of NG Wing Yip 吳永業

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Spring Securities Limited 泉湧證券有限公司 RE 1 26 July 2023 03 July 2024
Wealth Link Securities Limited 富滙證券有限公司 RO 4 28 September 2022 30 January 2023
Wealth Link Securities Limited 富滙證券有限公司 RO 1 28 September 2022 30 January 2023
Supreme China Securities Limited 智華證券有限公司 RO 1 26 July 2021 01 March 2022
Supreme China Securities Limited 智華證券有限公司 RE 1 06 July 2021 26 July 2021
DT Securities & Futures Co. Limited 大田證券期貨有限公司 RE 2 10 June 2021 10 June 2021
DT Securities & Futures Co. Limited 大田證券期貨有限公司 RO 2 08 June 2021 10 June 2021
DT Securities & Futures Co. Limited 大田證券期貨有限公司 RO 1 08 June 2021 10 June 2021
DT Securities & Futures Co. Limited 大田證券期貨有限公司 RE 2 21 September 2020 08 June 2021
DT Securities & Futures Co. Limited 大田證券期貨有限公司 RE 1 21 September 2020 08 June 2021
MFG Limited 峰滙金融集團有限公司 RE 2 19 August 2011 08 March 2019
MFG Limited 峰滙金融集團有限公司 RE 1 19 August 2011 08 March 2019
Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 RE 2 23 November 2007 08 December 2008