SFC Licences of LAM Kwok Chee, Cindy 林國姿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 13 July 2010 | 08 August 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 17 April 2008 | 29 June 2010 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 26 October 2007 | 11 April 2008 |