SFC Licences of SUN Siming 孫鍶銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 6 | 17 November 2021 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 17 November 2021 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 17 August 2015 | 17 November 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 August 2015 | 17 November 2021 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 22 September 2014 | 07 August 2015 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 1 | 22 September 2014 | 07 August 2015 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RO | 6 | 14 August 2014 | 07 August 2015 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 6 | 31 October 2012 | 14 August 2014 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 31 October 2007 | 18 November 2011 |