SFC Licences of KU Hermes Yue Ting 顧宇廷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| IMC Asia Pacific Limited | RE | 2 | 12 December 2008 | 01 March 2010 |
| IMC Asia Pacific Limited | RE | 1 | 12 December 2008 | 01 March 2010 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 04 December 2007 | 29 January 2008 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 01 November 2007 | 29 January 2008 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 01 November 2007 | 29 January 2008 |