SFC Licences of SHING Po Tung 盛宝東
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 28 March 2011 | 01 March 2013 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 28 March 2011 | 01 March 2013 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 21 May 2008 | 26 March 2011 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 02 November 2007 | 26 March 2011 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 02 November 2007 | 26 March 2011 |