SFC Licences of TSUI Ching Wai, Claire 徐靜慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse AG | 6 | 21 January 2019 | ||
| Credit Suisse AG | 4 | 21 January 2019 | ||
| Credit Suisse AG | 1 | 21 January 2019 | ||
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 05 November 2007 | 27 July 2017 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 05 November 2007 | 27 July 2017 |