SFC Licences of HENKE VON PARPART Uwe
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RO | 1 | 06 May 2015 | 01 March 2016 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RO | 4 | 10 November 2011 | 01 March 2016 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 30 September 2011 | 06 May 2015 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 4 | 30 September 2011 | 10 November 2011 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RO | 4 | 13 March 2009 | 30 May 2011 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 01 November 2007 | 30 May 2011 |