SFC Licences of LUI Wing Yin 呂詠賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 4 | 20 December 2016 | 15 August 2020 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 20 December 2016 | 15 August 2020 |
| Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 4 | 03 June 2011 | 30 December 2015 |
| Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 1 | 03 June 2011 | 30 December 2015 |
| Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 10 March 2009 | 12 January 2010 |
| Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 05 November 2007 | 02 September 2008 |