SFC Licences of CHAN Ka Ying 陳嘉盈

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 05 July 2016 03 August 2022
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 05 July 2016 03 August 2022
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RE 2 30 August 2012 21 July 2014
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE 1 30 August 2012 21 July 2014
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 29 June 2010 12 April 2012
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 29 June 2010 12 April 2012
Celestial Commodities Limited 時富商品有限公司 RE 2 29 December 2008 12 June 2010
Celestial Securities Limited 時富證券有限公司 RE 1 18 December 2008 12 June 2010
Platinum Broking Company Limited 百德能經紀有限公司 RE 1 01 August 2008 16 September 2008
Capital Global Management Limited 瑞興全球財富管理有限公司 RE 1 07 November 2007 20 July 2008