SFC Licences of CHAN Ka Ying 陳嘉盈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 05 July 2016 | 03 August 2022 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 05 July 2016 | 03 August 2022 |
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 | RE | 2 | 30 August 2012 | 21 July 2014 |
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 1 | 30 August 2012 | 21 July 2014 |
ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 29 June 2010 | 12 April 2012 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 29 June 2010 | 12 April 2012 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 29 December 2008 | 12 June 2010 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 18 December 2008 | 12 June 2010 |
Platinum Broking Company Limited 百德能經紀有限公司 | RE | 1 | 01 August 2008 | 16 September 2008 |
Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 1 | 07 November 2007 | 20 July 2008 |