SFC Licences of IP Yin Mei 葉燕美
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 15 December 2011 | 02 October 2017 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 06 June 2008 | 03 December 2011 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 08 November 2007 | 01 June 2008 |