SFC Licences of SONG Sally
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RE | 4 | 24 July 2009 | 06 May 2011 |
| Wells Fargo Securities Asia Limited | RE | 1 | 24 July 2009 | 06 May 2011 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 12 June 2008 | 07 November 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 November 2007 | 22 May 2008 |